About AXA Equitable |
Business Continuity
AXA Advisors along with its clearing firm Linsco Private Ledger (LPL), maintain business continuity plans for its brokerage operations center, which includes redundant data centers and alternative processing facilities, to address interruptions to its normal course of business. These plans are reviewed annually, updated as necessary and outline the actions the firm will take in the event of a building or city-wide incident, including the move of technology and personnel to preassigned alternate facilities. Data processing may also be switched to an alternate center.
AXA Advisors' facilities are quipped for resumption and business are tested several times a year. The object of AXA Advisors' business resumption, which includes the relocation of technology and personnel, is 24 hours. AXA Advisors' business continuity plans are separate but contingent upon its clearing firm's business continuity plan.
In the event that AXA Advisors or LPL needs to execute its business continuity plans, associates of the firms can be reach at (866) 487-7484.
