Investment Products and Services |
Model Wealth Portfolios
Theme-Based Portfolios Thoughtfully Constructed by LPL Financial Research
Managed by Expert Strategists and Overlay Portfolio Managers
Aligns Your Portfolio with an Investment Strategy Focused on the Future
- Key Features
- Next Steps
AXA Advisors, LLC is proud to offer products and services of LPL Financial—one of the leading diversified financial services companies and one of the largest independent broker/dealers in the nation. LPL Financial provides industry expertise, in-depth research, and innovative investment products and platforms to financial professionals.
Theme-Based Investing |
Model Wealth Portfolios (MWP) are built around a process to specifically meet your changing investment needs as your lifestyle and future goals evolve. Theme-based investment models allow you to focus your strategy on what is most important for you, such as retirement income, protecting your wealth in a down market, minimizing taxes, trying to capture excess returns and more. The theme-based portfolios are thoughtfully constructed by LPL Financial Research. From the asset allocation models, to the selection and combination of mutual fund managers, each portfolio is specifically designed to address the objectives of your investment theme. With the assistance of your Financial Professional, you can select an investment strategy that meets your unique financial situation. |
Key Features and Benefits |
Your Financial Professional and the LPL Financial Research department focus significant energy and resources around creating and maintaining the right investment strategy for you that is:
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Your Investment Strategist: LPL Financial Research |
The research team closely monitors and analyzes:
LPL Financial has no proprietary products and no investment banking relationships. |
Experience on Your Side |
With Model Wealth Portfolios, your Financial Professional works with LPL Financial Research to help achieve your goals. The LPL Financial Research team focuses their greatest strengths on building and monitoring your portfolio on a discretionary basis. The team is comprised of strategy groups that collaborate together to create a comprehensive methodology and process that designs and monitors your Model Wealth Portfolio. |
Ongoing Maintenance and Monitoring |
LPL Financial Overlay Portfolio Management GroupThe Model Wealth Portfolios utilize overlay portfolio management to help implement and maintain the investment strategy you select with the assistance of your Financial Professional to address your specific needs. The LPL Financial Overlay Portfolio Management Group works closely with the investment strategists to ensure that your portfolio maintains its intended investment objective, while rebalancing allocations to maintain the most current recommended model. The LPL Financial Overlay Portfolio Management Group also performs seamless execution of your personal transactions such as systematic deposits and withdrawals and tax harvesting, as well as changes to the investment objective or theme. You and your Financial Professional will have access to ongoing portfolio monitoring and reporting to help you track the achievement of your goals. |
AXA Advisors and LPL Financial do not provide legal or tax advice. Please review LPL Financial's Program Form and AXA Advisors' Form ADV Part II carefully prior to investing.
Investments in the Model Wealth Portfolios are subject to market risk, will fluctuate and may lose value.
Diversification and rebalancing do not guarantee a profit or protect against loss in a declining market.
Please consider the charges, risks, expenses, and investment objectives carefully before purchasing a mutual fund. For a prospectus containing this and other information, please contact a financial professional. Read it carefully before you invest or send money.
Please be advised that this Web page is not intended as legal or tax advice. Accordingly, any tax information provided on this Web page is not intended or written to be used, and cannot be used, by any taxpayer for the purpose of avoiding penalties that may be imposed on the taxpayer. The tax information was written to support the promotion or marketing of the transaction(s) or matter(s) addressed and you should seek advice based on your particular circumstances from an independent tax advisor.
AXA Advisors, LLC, member FINRA/SIPC, serves as the introducing broker/dealer and LPL Financial, member FINRA/SIPC, serves as the clearing broker/dealer for brokerage accounts. AXA Advisors, LLC serves as an investment advisor and LPL Financial serves as the principal sponsor, an investment advisor and the broker/dealer for the LPL Financial investment advisory programs offered through AXA Advisors' Financial Professionals. AXA Advisors and its Financial Professionals are not affiliated with LPL Financial. AXA Equitable Life Insurance Company (AXA Equitable) New York, NY, is an affiliate of AXA Advisors, LLC.
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Professional Guidance Counts
Your financial professional can be an invaluable resource in helping you:- Complete a financial needs analysis
- Evaluate the financial strategies available to you, and
- Select appropriate financial products designed to help you reach your goals
