Investment Products and Services |
Strategic Asset Management
Personalized Portfolio Management
The Advantage of Fee-Based Guidance
Simplicity - One Account. One Statement. One Fee.
- Key Features
- Next Steps
AXA Advisors LLC is proud to offer world-class products and services of LPL Financial—one of the leading diversified financial services companies and one of the largest independent broker/dealers in the nation. LPL Financial provides industry expertise, independent research, and world-class investment products and platforms to financial advisors.
A Time-Tested Investment Strategy |
Strategic Asset Management (SAM) is a fee-based investment advisory program, providing you with a customized investment portfolio developed in conjunction with your AXA Advisors Financial Professional. Together, you and your AXA Advisors Financial Professional will map out an investment plan that’s tailored to your goals, risk tolerance and time horizon. |
Flexible Solutions |
There is no “one-size-fits-all” solution with SAM. Your unique circumstances and personal objectives dictate the method of investing as well as the types of vehicles chosen to help achieve them. Some of the vehicles you have access to include mutual funds, exchange traded funds, stocks, bonds, CDs and alternative investments.
Your AXA Advisors Financial Professional is free to offer you investments suited to meet your financial goals. Investments you already own can be combined with those selected by your AXA Advisors Financial Professional to complete your customized portfolio and can help with the success of your long-term plan. |
The Power of Asset Allocation |
Throughout all cycles of the financial markets and regardless of your investment objectives, a well-devised and executed asset allocation strategy is central to helping you achieve your long-term goals. SAM allows investors to take advantage of strategic asset allocation, a time-tested approach to constructing portfolios. Each portfolio is individually crafted and designed to achieve an optimal blend of investments tailored to your personal goals, time horizon and risk profile. The process encompasses:
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Tax Control |
Because your account is individually managed, you and your AXA Advisors Financial Professional can make strategic planning decisions to help minimize adverse tax consequences. |
Rebalancing |
Over time, various components of a portfolio can grow at different rates, throwing off the target asset allocation. Your portfolio will be reviewed on a periodic basis by your AXA Advisors Financial Professional, and rebalanced to help maintain the optimal allocation of your investments. |
Detailed Performance Reporting |
A detailed performance report is delivered to you and your AXA Advisors Financial Professional on a quarterly basis. This report includes a summary of the performance of your overall portfolio, as well as each asset component, for the quarter and longer trailing periods, as well as a breakdown of realized gains and losses over the most recent quarter. |
Depending on the portfolio size or the frequency of securities transactions, investors should evaluate whether the separately managed account services within Strategic Asset Management are suitable.
AXA Advisors and LPL Financial do not provide legal or tax advice. Please review LPL Financial’s Form ADV Schedule H (“Brochure”) before investing.
AXA Advisors, LLC, member FINRA/SIPC, serves as the introducing broker/dealer and LPL Financial, member FINRA/SIPC, serves as the clearing broker/dealer for brokerage accounts. AXA Advisors, LLC serves as an investment advisor and LPL Financial serves as the principal sponsor, an investment advisor and the broker/dealer for the LPL Financial investment advisory programs offered through AXA Advisors' Financial Professionals. AXA Advisors and its Financial Professionals are not affiliated with LPL Financial. AXA Equitable Life Insurance Company (AXA Equitable) New York, NY, is an affiliate of AXA Advisors, LLC.
Investments in the Strategic Asset Management program are subject to market risk, will fluctuate and may lose value. Asset allocation does not guarantee a profit or protect against loss.
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Professional Guidance Counts
Your financial professional can be an invaluable resource in helping you:- Complete a financial needs analysis
- Evaluate the financial strategies available to you, and
- Select appropriate financial products designed to help you reach your goals
